Phase A · Architecture VisionTGF-PA · theory

Source · TOGAF Standard, 10th Edition — ADM: Phase A

Why this matters

ADM — Phase A

Phase A is where a specific architecture engagement begins. It sets scope, secures sponsorship, and produces the aspirational Architecture Vision. A weak Phase A means every later phase elaborates the wrong direction — expensive to unwind.

On the exam, Phase A is heavy on 'which deliverable' and 'what's the difference between the Request, the Vision and the Statement of Architecture Work'.

The concept

Phase A §Objectives

Phase A is triggered by a Request for Architecture Work. Its objectives: develop a high-level Architecture Vision, define scope, identify stakeholders, their concerns and business requirements, confirm and elaborate architecture principles, and evaluate business transformation readiness. It obtains approval to proceed.

The Architecture Vision & the Statement of Architecture Work

Phase A §Outputs

The Architecture Vision is a high-level, aspirational view of the target — enough to gain agreement and sponsorship, not the detailed design. Business scenarios are a common technique to derive it.

The defining deliverable is the Statement of Architecture Work, approved by sponsors — effectively the contract for the engagement (scope, roles, schedule, resources).

Worked example

For the loan-approval programme, Phase A frames scope ('retail lending, UK'), lists stakeholders (Risk, Ops, Compliance) and their concerns, sketches a Vision ('same-day decisions with automated risk checks'), assesses readiness for the change, and packages it into a Statement of Architecture Work the sponsor signs — before the team builds detailed Business/IS/Tech architectures in B–D.

How it connects

Phase A consumes the capability and principles from Preliminary, and feeds Phases B–D (which elaborate the Vision into detailed target architectures). Transformation-readiness and stakeholder techniques used here are ADM Techniques (a later topic).

Common traps
  • The Architecture Vision is high-level/aspirational — it is not the detailed architecture (that's B–D).
  • Statement of Architecture Work (Phase A output, the contract) ≠ Request for Architecture Work (Phase A input, the trigger).
  • Sponsorship/approval is secured in Phase A before heavy development begins.
Key takeaways
  • Phase A: scope, stakeholders, the Architecture Vision, and approval to proceed.
  • Triggered by the Request for Architecture Work; delivers the Statement of Architecture Work.
  • The Vision is aspirational, used to gain sponsorship — not the detailed design.